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PECB ISO-9001-Lead-Auditor Exam Syllabus Topics:

Topic	Details
Topic 1	Conducting an ISO 9001 audit: It evaluates your skills to conduct a QMS audit.
Topic 2	Managing an ISO 9001 audit program: This topic evaluates your abilities to establish and managing a QMS audit program.
Topic 3	Closing an ISO 9001 audit: The topic focuses on concluding a QMS audit and conducting audit follow-up activities.
Topic 4	Fundamental principles and concepts of a quality management system: The main objective of this domain is to evaluate your skills of explaining and applying ISO 9001 principles and concepts.
Topic 5	Fundamental audit concepts and principles: Questions about interpreting and applying the main concepts and principles related to a QMS audit appear in this topic.
Topic 6	Preparing an ISO 9001 audit: This topic covers sub-topics related to preparing a quality management system audit.

Reference: https://pecb.com/en/education-and-certification-for-individuals/iso-9001/iso-9001-lead-auditor

PECB QMS ISO 9001:2015 Lead Auditor Sample Questions:

Question #1

Which statement regarding the drafting of the audit conclusions is correct?

A. The audit conclusions must be based on evidence that is examined and evaluated in terms of quantity and quality
B. The audit conclusions must be drafted based on observation
C. The audit conclusions must not include the revisions that resulted from the closing meeting

Reveal Solution Discussion 0

Correct Answer: A 🗳️

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Question #2

During a second-party audit of a fruit grower (apples, pears, peaches) by a potential customer complying with ISO 9001:2015, the auditor verifies that there is a large variability in the quality of fruit production. In the last two years, they have noticed an increasing variability in daily production quality. The auditor found a trend of delivered produce showing signs of bruising and over-ripening, which led to an increasing number of customer complaints.
This process has been in operation for decades. The business was founded by the grandfather of the current owners, who did not want to alter the established practices.
The auditor raises a non-conformity against ISO 9001.
Which one of the following options would be acceptable as corrective action by the auditee?

A. Review the maintenance of the workers' competencies to ensure they meet the daily objective.
B. Apply improved controls to the existing process that align with the customer's criteria.
C. Retain the current contract and try to sell the rejected fruit to a second customer.
D. Contract an independent consultant to determine the reasons for the variability of the process.

Reveal Solution Discussion 0

Correct Answer: B 🗳️

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Question #3

You are carrying out an audit to ISO 9001 at an organisation which offers regulatory consultancy services to manufacturers of cosmetics.
You are interviewing the Technical Director (TD), who manages a team of regulatory experts responsible for providing regulatory services to customers.
You: " How do you ensure your regulatory team ' s competence concerning regulatory requirements is maintained? " TD: " The two Regulatory Experts we employ full-time have years of experience of working in the cosmetics industry. " You: " How is their regulatory competence maintained? " TD: " They are dedicated individuals with lots of contacts in the sector. " You: " How does the business enable them to maintain their understanding of current regulatory requirements? " TD: " We leave that up to them. "